| Manufacturing Capacity |
Commercial batch-scale capability |
Demonstrated production at a scale suitable for the projected annual demand, with documented scale-up from development or pilot batches. |
Review batch-size history, reactor and dryer capacities, annual production records, and the proposed capacity-reservation plan. |
Critical |
| Manufacturing Capacity |
Capacity utilization and expansion headroom |
A practical planning target is to retain approximately 20–30% available capacity for forecast variation, maintenance, deviations, and urgent requirements. |
Request utilization by production line, campaign schedules, maintenance shutdowns, debottlenecking plans, and expansion timelines. |
High |
| Manufacturing Capacity |
Lead time and supply continuity |
A qualified manufacturer should provide a documented order-to-release lead time, safety-stock policy, and business-continuity plan rather than relying only on verbal commitments. |
Check historical on-time delivery, raw-material lead times, alternate suppliers, emergency production procedures, and inventory ownership. |
Critical |
| Manufacturing Capacity |
Raw-material and intermediate security |
Critical starting materials and key intermediates should have approved suppliers, defined specifications, incoming testing, and documented change controls. |
Review supplier qualification files, material risk assessments, testing plans, dual-sourcing status, and traceability records. |
Critical |
| Technology |
Process development and scale-up |
The process should be supported by development data, identified critical process parameters, defined operating ranges, and documented comparability after scale-up. |
Examine development reports, process characterization, engineering-batch results, scale-up protocols, and technology-transfer packages. |
Critical |
| Technology |
Process control and automation |
Critical process parameters should be monitored and recorded with calibrated instruments and controlled electronic or paper records. |
Verify process-control diagrams, instrument calibration, alarm management, data-integrity controls, audit trails, and manual intervention points. |
High |
| Technology |
Containment and operator protection |
High-potency, sensitizing, cytotoxic, or dusty materials require a documented occupational-exposure assessment and controls proportionate to the hazard. |
Review occupational exposure limits, containment design, closed-transfer systems, pressure cascades, cleaning validation, and personal-protection procedures. |
Critical |
| Technology |
Cleaning and cross-contamination control |
Cleaning procedures should be validated or scientifically justified using product-specific risk assessments, residue limits, sampling methods, and recovery studies. |
Check cleaning-validation protocols, worst-case product selection, analytical methods, swab and rinse recovery, and campaign-changeover records. |
Critical |
| Technology |
Analytical capability |
The laboratory should be able to test identity, assay, impurities, residual solvents, water content, elemental impurities, and microbiological attributes when applicable. |
Review validated or verified methods, instrument capacity, reference standards, system suitability, stability chambers, and out-of-specification procedures. |
Critical |
| Quality Systems |
GMP compliance status |
The site should operate under a current pharmaceutical quality system aligned with applicable API GMP requirements and maintain a satisfactory inspection history. |
Evaluate recent inspection reports or certificates, audit observations, corrective-action effectiveness, quality-manual scope, and manufacturing authorization. |
Critical |
| Quality Systems |
Deviation, CAPA, and change control |
Deviations, corrective and preventive actions, and changes should be risk-assessed, investigated to root cause, approved by Quality, and checked for effectiveness. |
Sample closed records, review investigation timelines, recurring-deviation trends, overdue CAPAs, and customer-notification procedures. |
Critical |
| Quality Systems |
Data integrity |
Quality and production data should be attributable, legible, contemporaneous, original or true-copy, accurate, complete, consistent, enduring, and available. |
Inspect audit trails, user-access controls, backup and restore tests, computerized-system validation, record review, and prevention of shared accounts. |
Critical |
| Quality Systems |
Batch release and documentation |
Each batch should be released by an independent Quality function against approved specifications and complete, traceable manufacturing records. |
Review certificates of analysis, batch records, laboratory data, yield reconciliation, release checklists, and retention-sample procedures. |
Critical |
| Quality Systems |
Stability and retest program |
The API should have a scientifically justified retest period supported by stability data generated under defined long-term and accelerated conditions. |
Check stability protocols, storage conditions, packaging configuration, trending of degradation products, pull schedules, and excursion handling. |
High |
| Quality Systems |
Regulatory and technical support |
The manufacturer should be able to maintain current API specifications, impurity profiles, technical agreements, regulatory responses, and relevant submission sections. |
Assess document-control performance, response time, change-notification commitments, confidentiality controls, and support for quality or regulatory queries. |
High |
| Quality Systems |
Supplier qualification and audit readiness |
The site should permit risk-based customer audits and provide timely, complete responses to audit findings and qualification questionnaires. |
Review audit policy, previous customer-audit outcomes, response quality, corrective-action deadlines, and access to relevant manufacturing and laboratory areas. |
High |